{"id":1420,"date":"2016-07-15T09:57:19","date_gmt":"2016-07-15T08:57:19","guid":{"rendered":"https:\/\/www.graphene-investments.com\/en\/informations-reglementaires\/"},"modified":"2020-10-08T11:43:27","modified_gmt":"2020-10-08T10:43:27","slug":"regulatory-information","status":"publish","type":"page","link":"https:\/\/www.graphene-investments.com\/en\/regulatory-information\/","title":{"rendered":"Regulatory information"},"content":{"rendered":"<div class=\"wpb-content-wrapper\"><p>[vc_row][vc_column width=&#8221;1\/2&#8243;][vc_column_text]<\/p>\n<p style=\"text-align: justify;\">Please carefully read the administrative and legal information we disclose in compliance with the applicable regulations.<\/p>\n<p style=\"text-align: justify;\">Among others, you will find important information about the way we operate as a regulated investment manager, and deal with certain situations, such as the prevention and management of conflicts of interest, the processing of client complaints, broker selection, proxy voting, the integration of ESG criteria in investment decision-making. Information about our compensation policy is also provided.<\/p>\n<p>We also publish regulatory disclosures about how this website is operated, and how Graphene Investments deals with privacy when storing the personal information you might provide.<\/p>\n<p>Please <a href=\"https:\/\/www.graphene-investments.com\/en\/contact-graphene-investments\/\">contact us<\/a> if you require more details.[\/vc_column_text][\/vc_column][vc_column width=&#8221;1\/2&#8243;][vc_column_text]<div class=\"prettyFileList\"  data-filesperpage=\"7\"><div class=\"prettyFileBar\"><a href=\"#\" class=\"showSortingBtn float_right corePrettyStyle btn\">Sort<\/a><div class=\"prettyFileFilters\"><ul class=\"unstyled\"><li><a href=\"\" data-filter-type=\"img\" class=\"imgFilter img showing\">Image<\/a><\/li><li><a href=\"\" data-filter-type=\"pdf\" class=\"pdfFilter pdf showing\">PDF<\/a><\/li><li><a href=\"\" data-filter-type=\"xls\" class=\"xlsFilter xls showing\">Excel<\/a><\/li><li><a href=\"\" data-filter-type=\"doc\" class=\"docFilter doc showing\">Word<\/a><\/li><li><a href=\"\" data-filter-type=\"ppt\" class=\"pptFilter ppt showing\">Powerpoint<\/a><\/li><li><a href=\"\" data-filter-type=\"zip\" class=\"zipFilter zip showing\">Zip<\/a><\/li><li><a href=\"\" data-filter-type=\"mp3\" class=\"mp3Filter mp3 showing\">MP3<\/a><\/li><li><a href=\"\" data-filter-type=\"mp4\" class=\"mp4Filter mp4 showing\">MP4<\/a><\/li><\/ul><p class=\"bar\"><a href=\"#\" class=\"cross\">Close<\/a><\/p><\/div><div class=\"prettyFileSorting\" style=\"right:0\"><ul class=\"unstyled\"><li><a href=\"\" data-sort-type=\"bydate\" data-sort-direction=\"asc\" class=\"asc\">By Date<\/a><\/li><li><a href=\"\" data-sort-type=\"bytitle\">By Name<\/a><\/li><li><a href=\"\" data-sort-type=\"bytype\" class=\"\">By Type<\/a><\/li><\/ul><p class=\"bar\"><a href=\"#\" class=\"cross\">Close<\/a><\/p><\/div><div class=\"prettyFileListSearch\"><label style=\"display:none;\">Search<\/label><input type=\"text\" value=\"Search...\" class=\"prettySearchValue\" \/><a class=\"doPrettySearch btn corePrettyStyle\">Go<\/a><a class=\"clearSearch btn corePrettyStyle hidden\">Clear<\/a><\/div><\/div><div class=\"prettyMessage\" style=\"display:none\"><span><\/span><a href=\"#\" class=\"btn\">Show all files<\/a><\/div><div class=\"prettyListItems loading\"><a href=\"https:\/\/www.graphene-investments.com\/wp-content\/uploads\/Compensation260129E.pdf\" class=\"pdf prettylink corePrettyStyle\"  target=\"_blank\" data-tags=\"inforeg_en\" data-date=\"1769703065\"> <span class=\"float_right\" >&nbsp;|&nbsp;Size: 408 KB<\/span> <span class=\"float_right\">29 Jan 2026<\/span> <span class=\"fileTitle\">Compensation Policy<\/span> <\/a><a href=\"https:\/\/www.graphene-investments.com\/wp-content\/uploads\/ClaimsProcessing260129E.pdf\" class=\"pdf prettylink corePrettyStyle\"  target=\"_blank\" data-tags=\"inforeg_en\" data-date=\"1769694535\"> <span class=\"float_right\" >&nbsp;|&nbsp;Size: 537 KB<\/span> <span class=\"float_right\">29 Jan 2026<\/span> <span class=\"fileTitle\">Claims Processing<\/span> <\/a><a href=\"https:\/\/www.graphene-investments.com\/wp-content\/uploads\/InternetPersonalData2407E.pdf\" class=\"pdf prettylink corePrettyStyle\"  target=\"_blank\" data-tags=\"inforeg_en\" data-date=\"1763505648\"> <span class=\"float_right\" >&nbsp;|&nbsp;Size: 541 KB<\/span> <span class=\"float_right\">18 Nov 2025<\/span> <span class=\"fileTitle\">Website & Personal Data<\/span> <\/a><a href=\"https:\/\/www.graphene-investments.com\/wp-content\/uploads\/ConflictsOfInterestsE200624.pdf\" class=\"pdf prettylink corePrettyStyle\"  target=\"_blank\" data-tags=\"inforeg_en\" data-date=\"1763506016\"> <span class=\"float_right\" >&nbsp;|&nbsp;Size: 432 KB<\/span> <span class=\"float_right\">18 Nov 2025<\/span> <span class=\"fileTitle\">Prevention of Conflicts of Interests<\/span> <\/a><a href=\"https:\/\/www.graphene-investments.com\/wp-content\/uploads\/BrokerSelectionE200624.pdf\" class=\"pdf prettylink corePrettyStyle\"  target=\"_blank\" data-tags=\"inforeg_en\" data-date=\"1763506121\"> <span class=\"float_right\" >&nbsp;|&nbsp;Size: 414 KB<\/span> <span class=\"float_right\">18 Nov 2025<\/span> <span class=\"fileTitle\">Broker Selection and Best Execution<\/span> <\/a><\/div><div class=\"prettyPagination\"><a href=\"#\" class=\"pfl_next btn corePrettyStyle\">Next &raquo;<\/a><span class=\"pagingInfo\">Page <span class=\"currentPage\">1<\/span> of <span class=\"totalPages\"><\/span><\/span><a href=\"#\" class=\"pfl_prev btn disabled corePrettyStyle\">&laquo; Prev<\/a><\/div><\/div>[\/vc_column_text][\/vc_column][\/vc_row]<\/p>\n<\/div>","protected":false},"excerpt":{"rendered":"<p>[vc_row][vc_column width=&#8221;1\/2&#8243;][vc_column_text] Please carefully read the administrative and legal information we disclose in compliance with the applicable regulations. Among others, you will find important information about the way we operate as a regulated investment manager, and deal with certain situations, such as the prevention and management of conflicts of interest, the processing of client complaints, [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-1420","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Regulatory information - Graphene Investments<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.graphene-investments.com\/en\/regulatory-information\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Regulatory information - Graphene Investments\" \/>\n<meta property=\"og:description\" content=\"[vc_row][vc_column width=&#8221;1\/2&#8243;][vc_column_text] Please carefully read the administrative and legal information we disclose in compliance with the applicable regulations. 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